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Check On Us with these Agencies

 


You can check out Pacific Wealth Advisors, LLC and/or our employees with the following agencies.
Please note that being listed on these websites is neither an endorsement nor approval.


To check on individual brokerage history / standing:

Search for:
Thomas Michael Berry, 2593132
Jeffrey Yoakum, 2345102
                

Click here for FINRA website

To check on Pacific Wealth Advisors, LLC firm:

Search for:
Pacific Wealth Advisors, 146267

Our form ADV Part II (21 pages).


To check on individual California insurance history / standing:  

Search for:
Berry Thomas Michael, 0F84817
 


To check on Pacific Wealth Advisors with the California
Secretary of State:  

Search for:
Pacific Wealth Advisors, LLC
 

 

 

Investor Protection resources

 

 

FINRA has an excellent website on selecting a financial professional. Check it out here: Selecting Investment Professionals .  Plus Questions You Should Ask a financial professional: here

Also FINRA has information on various topics regarding Investor Protection.  Investor Protection

  • Fighting Fraud 101: Smart Tips for Older Investors
  • Protect Your Identity
  • Beware of Online Job Classifieds Used to Steal Your Identity
  • ...much more

The Federal Trade Commission provides information about Charity Fraud: here.

 

Pacific Wealth Advisors, LLC
2391 The Alameda, Suite 200
Santa Clara, CA  95050
Phone (650) 353-4702 |  Fax (650) 433-5404

Securities and Advisory Services offered through LPL Financial.  Member FINRA/ SIPC 

Information provided on this website is solely intended for the use of individuals residing in the states listed. No information provided on this website is intended to constitute an offer to sell or a solicitation of an offer to buy shares of any security, insurance product, advisory product or service, or other financial product or service. Pacific Wealth Advisors, LLC, its Investment Advisor Representatives, or the Registered Representatives or Investment Advisor Representatives with LPL Financial whose identities and association with Pacific Wealth Advisors, LLC are disclosed herein may only discuss securities and advisory services or transact business with persons who are residents of the states listed below or states where the Investment Advisor Representative is excluded or exempt from registration. Current states of registration are: AZ, CA, CO, FL, HI, IL, NM, NV, OH, OR, SD, TX, WA, WI.  Consulting services offered through Pacific Wealth Advisors, LLC, a Registered Investment Advisor and a separate entity from LPL Financial.  Investment Advisory services offered through LPL Financial.

Our Team members of Pacific Wealth Advisors may be Registered Representatives and/or Investment Advisor Representatives (IARs) with LPL Financial.  In such capacity as IAR, the IAR may offer advisory accounts through LPL Financial, the details of which are fully described in LPL's Form ADV or relevant schedules.  Financial Planning clients are under no obligation to use PWA or its IARs, or the IARs of LPL Financial, to implement advisory recommendations.  

If your state of residence in not listed herein, Pacific Wealth Advisors, LLC, its IARs, or the IARs with LPL Financial associated with Pacific Wealth Advisors, LLC may be excluded or exempt from registration in your state and may conduct business upon registering. To check on excluded or exempt status, please email contact@pacwealthadvisors.com for specific information. As additional assistance, you can locate an LPL financial representative in your state by accessing www.lpl.com.